Cortex Tempobase

Engagement

Compliance Analytics Assessment

A structured review of how your regulated firm gathers, compares, and presents compliance evidence — ending with a clear visualization brief and prioritized findings.

On-site and remote advisory engagement · 3–5 weeks · Bangkok office or client premises in Thailand

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Analyst reviewing regulatory evidence binders beside printed risk charts on a teak desk

Who it is for

Compliance officers, internal audit leads, and risk committees at banks, insurers, securities firms, and licensed payment providers.

Result you receive

A written findings pack, annotated visualization recommendations, and a ranked list of reporting gaps against your stated regulatory obligations.

What is included

  • Kickoff interview with compliance and risk stakeholders
  • Document and report inventory of existing analytics outputs
  • Gap map against nominated Thai regulatory reporting themes
  • Draft visualization concepts for board and regulator-facing packs
  • Findings workshop and written assessment report

What is excluded

  • Software licensing or product subscriptions
  • Ongoing filing preparation or statutory audit sign-off
  • Implementation of third-party systems

Provider

Senior compliance analytics advisors from Cortex Tempobase Co., Ltd.

Pricing basis

From THB 85,000 per assessment

Preparation

Prepare recent board risk packs, sample regulatory submissions, and a list of supervisory themes your firm tracks.

Constraints

Assessments cover nominated business lines only; multi-entity groups may require phased scopes.

Process

  1. Scope confirmation and document request list
  2. Evidence review and stakeholder interviews
  3. Visualization brief and gap prioritization
  4. Findings workshop with your compliance leadership